ORDER ROUTING PROCEDURES

Sunbelt Securities is required to make available quarterly reports that present a general overview of our routing practices. These reports identify the significant venues to which customer orders were routed for execution during the applicable quarter.

Sunbelt Securities transmits the majority of our customer orders to our clearing firm, National Financial Services LLC (NFS), member NYSE/SIPC. NFS may then route these orders to various venues for execution. Customers of Sunbelt Securities may also request a written copy of this report.

1st Quarter 2021 Report PDF XML

4th Quarter 2020 Report PDF XML

3rd Quarter 2020 Report PDF XML

2nd Quarter 2020 Report PDF XML

1st Quarter 2020 Report PDF XML

4th Quarter 2019 Report PDF

3rd Quarter 2019 Report PDF

2nd Quarter 2019 Report PDF

1st Quarter 2019 Report PDF


Sunbelt Securities
Attn: Client Services
2700 Post Oak Blvd., Suite 1700 | Houston, Texas 77056
info@sunbeltsecurities.com | www.sunbeltsecurities.com | Phone: (713) 965-9510
Securities Investor Protection CorporationNational Financial
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